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U.S. Securities and Exchange Commission — Knightron Intelligence Profile
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U.S. Securities and Exchange Commission
US markets regulator hosting and convening discussions
Articles
3
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Upcoming
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First seen
Jul 13, 2026
— Recent Coverage
Regulation
Jul 14, 2026
SEC sets July 13 roundtable on IPO modernization and small-issuer access
A public livestream will examine how to modernize the IPO process and broaden access to U.S. public markets, with the SEC’s Small Business Advisory Committee focused on smaller issuers.
Regulation
Jul 13, 2026
SEC IPO modernization roundtable puts small-issuer market access in focus
The SEC will host a July 13, 2026, 2 p.m. livestream on modernizing IPOs and broadening public market access, co-led by the Office of the Advocate for Small Business Capital Formation and the Division of Corporation Finance. The session is a signaling event, with concrete policy direction hinging on any data requests, guidance, or rulemaking steps that follow.
Regulation
Jul 13, 2026
SEC Updates Municipal Advisor FAQs, Clarifies Registration and Recordkeeping Duties
The SEC’s Office of Municipal Securities refreshed its Registration of Municipal Advisors FAQs to sharpen how municipal advisor registration and recordkeeping apply in practice. The move signals supervisory focus and has operational implications for advisors and issuers.