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Municipal Securities Rulemaking Board — Knightron Intelligence Profile

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Municipal Securities Rulemaking Board

Self-regulatory organization setting rules for municipal advisors and dealers

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Jul 13, 2026

— Recent Coverage

RegulationJul 13, 2026

SEC Updates Municipal Advisor FAQs, Clarifies Registration and Recordkeeping Duties

The SEC’s Office of Municipal Securities refreshed its Registration of Municipal Advisors FAQs to sharpen how municipal advisor registration and recordkeeping apply in practice. The move signals supervisory focus and has operational implications for advisors and issuers.

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